Emily Marling (CRD# 6007659) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Batavia, NY and has over 10 years of experience in the finance industry.
CRD# 5842694
Edward Jones
CRD# 3064278
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 7010758
Prudential Financial Planning Services
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Batavia, NY | Jul 2015 - Current | 8 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Batavia, NY | Apr 2015 - Current | 9 |
Cco Investment Services Corp | Rochester, NY | Feb 2015 - Apr 2015 | < 1 |
Northwestern Mutual Investment Services, LLC | Williamsville, NY | Mar 2013 - Dec 2014 | 1 |
Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jan 2012 - Dec 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2014 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2015 |
- CT
- NY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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