William Brooks (CRD# 2216679) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Brewster, MA and has over 32 years of experience in the finance industry.
CRD# 4661335
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4840974
Arakelian, Carol
CRD# 1423668
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Infinex Investments, Inc. | Meriden, CT | Jul 2019 - Current | 4 |
Cooperative Bank Of Cape Cod | Hyannis, MA | Jul 2019 - Nov 2019 | < 1 |
Kovack Securities, Inc. | Fort Lauderdale, FL | Jun 2017 - Jul 2019 | 2 |
Capital Guardian Wealth Management LLC | Hingham, MA | Mar 2011 - Jul 2019 | 8 |
Capital Guardian LLC | Hingham, MA | Mar 2011 - Jun 2017 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1992 |
S65 | NASAA Investment Advisors Law Examination | Feb 1995 |
- MA
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Total Assets Under Management3,627MILLIONS
-
Total Number of Accounts8,478ACCOUNTS
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Average Account Value$427,771
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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