Carleton Ellis (CRD# 6562250) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Chelmsford, MA and has over 8 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village, CO | May 2021 - Current | 3 |
| Unemployment | Chelmsford, MA | Jan 2021 - May 2021 | < 1 |
| Td Ameritrade | Burlington, MA | Jun 2020 - Jan 2021 | < 1 |
| Citizens Securities Inc. | Nashua, NH | Jul 2019 - Jun 2020 | < 1 |
| Infinex Investments, Inc. | Meriden, CT | Jul 2018 - Jul 2019 | 1 |
| Bar Harbor Bank And Trust | Ellsworth, ME | Jul 2018 - Jul 2019 | 1 |
| Fidelity Brokerage Services LLC | Merrimack, NH | Sep 2015 - Jul 2018 | 2 |
| Bankers Life And Causualty Company | Concord, NH | Apr 2015 - Sep 2015 | < 1 |
| Center For Community Independence | Revere, MA | Oct 2014 - Sep 2015 | < 1 |
| Young Legends Street Hockey | Gloucester, MA | Jun 2004 - Sep 2015 | 11 |
| Pingree School | South Hamiliton, MA | Aug 2013 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2016 |
| S63 | Uniform Securities State Law Examination | Nov 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
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Total Assets Under Management134,279MILLIONS
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Total Number of Accounts188,739ACCOUNTS
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Average Account Value$711,454
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
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