James Bobos (CRD# 4387667) is an Investment Advisor Representative working at Compass Financial Advisors LLC in Chesterton, IN and has over 23 years of experience in the finance industry.
CRD# 4849315
Captrust
CRD# 5046093
Avertrust Wealth LLC
CRD# 1623480
Oneamerica Securities, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Compass Financial Advisors | Chesterton, IN | Oct 2001 - Current | 22 |
Securities America, Inc. | La Vista, NE | Jul 2015 - May 2016 | < 1 |
Fintegra, LLC | Minneapolis, MN | Oct 2007 - Jul 2015 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
- TX
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Total Assets Under Management231MILLIONS
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Total Number of Accounts730ACCOUNTS
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Average Account Value$316,229
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
FL, IA, IL, IN, KY, MI, MN, NH, OH, TX
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