Joseph Morgan (CRD# 2822025) is an Investment Advisor Representative working at Cwm, LLC in Dinuba, CA and has over 27 years of experience in the finance industry. Joseph Morgan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4407978
Commonwealth Financial Network
CRD# 1374125
Principal Securities, Inc.
CRD# 4834967
Diversified Wealth Management Solutions, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Wealth | Dinuba, CA | Apr 2019 - Current | 5 |
Cwm, LLC | Omaha, NE | Apr 2019 - Current | 5 |
Dinuba Mennonite Brethren Church | Dinuba, CA | Jun 2016 - Current | 8 |
Morgan Wealth Management | Dinuba, CA | Nov 2002 - Current | 21 |
Cetera Advisor Networks | El Segundo, CA | Apr 2019 - Jun 2023 | 4 |
Immanuel Schools | Reedley, CA | Jun 2016 - Jul 2019 | 3 |
Lpl Financial, LLC | Dinuba, CA | Nov 2002 - Apr 2019 | 16 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1997 |
S65 | NASAA Investment Advisors Law Examination | Jan 2000 |
- CA
- SC
- TX
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Total Assets Under Management26,774MILLIONS
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Total Number of Accounts110,327ACCOUNTS
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Average Account Value$242,682
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