Katherine Daniels
CRD Number: 6559862Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Katherine Daniels (CRD# 6559862) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Dover, DE and has over 7 years of experience in the finance industry.
CRD# 5189114
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4399512
Savant Wealth Management
CRD# 4147880
Big Investment Services
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Pennington, NJ | May 2018 - Current | 6 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington, NJ | Mar 2016 - Current | 8 |
Brick Farm Tavern | Pennington, NJ | Dec 2015 - Mar 2016 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hopewell, NJ | Aug 2015 - Dec 2015 | < 1 |
Spring Hill Farm | Lambertville, NJ | Oct 2014 - Aug 2015 | < 1 |
John Hart Farms | Pennington, NJ | Nov 2013 - Jul 2015 | 1 |
Caleb's American Kitchen | New Hope, PA | Sep 2013 - Nov 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2016 |
- DE
- NJ
- PA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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