William Cummings (CRD# 6800327) is an Investment Advisor Representative working at J.m. Arbour, LLC in Gardiner, ME and has over 6 years of experience in the finance industry.
CRD# 5157367
Lpl Financial LLC
CRD# 2029066
Osaic Wealth, Inc.
CRD# 5332031
J.m. Arbour, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
J.m. Arbour, LLC | Hallowell, ME | May 2022 - Current | 2 |
Foundations Investment Advisors LLC | Scottsdale, AZ | Dec 2020 - Current | 3 |
Td Bank | Kittery, ME | May 2020 - Nov 2020 | < 1 |
Axa Advisors, LLC | New York, NY | Jun 2017 - Apr 2020 | 2 |
Rochester Institute Of Technology | Rochester, NY | May 2016 - May 2017 | 1 |
Rochester Institute Of Technology | Rochester, NY | Aug 2013 - May 2017 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2017 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2020 |
S65 | NASAA Investment Advisors Law Examination | Apr 2022 |
- ME
-
Total Assets Under Management116MILLIONS
-
Total Number of Accounts1,129ACCOUNTS
-
Average Account Value$103,171
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, ME, NH, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.