Simon Arrata (CRD# 3070492) is an Investment Advisor Representative working at Sowell Management in Great Neck, NY and has over 25 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Harvest Usa | New York, NY | Dec 2020 - Current | 3 |
Sowell Management | North Little Rock, AR | Dec 2019 - Current | 4 |
Targeted Financial Services, LLC | Holmdel, NJ | Mar 2019 - Dec 2019 | < 1 |
Triad Advisors | Norcross, GA | Mar 2019 - Dec 2019 | < 1 |
Retired | Great Neck, NY | Jul 2017 - Mar 2019 | 1 |
Harvest Krane Investments, LLC | New York, NY | May 2013 - Jul 2017 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1998 |
S65 | NASAA Investment Advisors Law Examination | Apr 2019 |
- NJ
- NC
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Total Assets Under Management3,329MILLIONS
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Total Number of Accounts13,257ACCOUNTS
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Average Account Value$251,143
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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