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Distance Only Hercules, CA
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Benjamin Buck (CRD# 5629964) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Hercules, CA and has over 15 years of experience in the finance industry. Benjamin Buck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Alphonsus Chen (CRD# 3064827) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Hercules, CA and has over 20 years of experience in the finance industry.
Sunny Sharma (CRD# 6388621) is an Investment Advisor Representative working at Commonwealth Financial Network in Hercules, CA and has over 9 years of experience in the finance industry.
Bei Lei Yu (CRD# 6891380) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hercules, CA and has over 6 years of experience in the finance industry.
Allan Yam (CRD# 2439653) is an Investment Advisor Representative working at Paraiba Wealth Management LLC in Hercules, CA and has over 30 years of experience in the finance industry. Allan Yam has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.