Thomas Steele (CRD# 3134381) is an Investment Advisor Representative working at Lpl Financial LLC in Lake Preston, SD and has over 25 years of experience in the finance industry.
CRD# 2435523
Spc
CRD# 5778548
Edward Jones
CRD# 1935688
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Lake Preston, SD | Mar 2020 - Current | 4 |
Steele Financial Services, LLC | Lake Preston, SD | Jan 2008 - Current | 16 |
Securities America Inc. | Lake Preston, SD | Nov 2014 - Mar 2020 | 5 |
Securities America Advisors | Lake Preston, SD | Nov 2014 - Mar 2020 | 5 |
Cetera Advisor Networks LLC | El Segundo, CA | Sep 2013 - Nov 2014 | 1 |
Pfg Financial Advisors | State College, PA | Apr 2010 - Nov 2014 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Oct 1998 |
- SD
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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