Dana Tupper (CRD# 5865505) is an Investment Advisor Representative working at Midwestern Securities Trading Company,llc in Luxemburg, WI and has over 13 years of experience in the finance industry.
CRD# 2274105
Rbc Capital Markets, LLC
CRD# 4323474
Lpl Financial LLC
CRD# 4997609
Advisors Management Group Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Midwestern Securities Trading Company LLC | East Peoria, IL | Jun 2024 - Current | < 1 |
Bank Of Luxemburg | Luxemburg, WI | Jun 2016 - Current | 8 |
Raymond James Financial Services Advisors Inc. | Luxemburg, WI | Jul 2016 - Jun 2024 | 7 |
Raymond James Financial Services, Inc. | Luxemburg, WI | Mar 2016 - Jun 2024 | 8 |
Lpl Financial LLC | Greenbay, WI | Oct 2011 - Feb 2016 | 4 |
Baylake Bank | Sturgeon Bay, WI | Oct 2005 - Feb 2016 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2011 |
S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
- WI
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Total Assets Under Management1,263MILLIONS
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Total Number of Accounts8,452ACCOUNTS
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Average Account Value$149,433
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, NC, NE, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV
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