Susan Lockwood (CRD# 1422855) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Manteno, IL and has over 37 years of experience in the finance industry.
CRD# 4320235
Edward Jones
CRD# 5046093
Avertrust Wealth LLC
CRD# 6805967
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Midland States Bank | Manteno, IL | Oct 2019 - Current | 4 |
Raymond James Financial Services Advisors Inc. | Manteno, IL | Nov 2012 - Current | 11 |
Raymond James Financial Services | Manteno, IL | Mar 2008 - Current | 16 |
Midland Wealth Mangement | Manteno, IL | Oct 2019 - Jul 2023 | 3 |
Homestar Bank | Manteno, IL | Feb 2016 - Oct 2019 | 3 |
Rlb Financial Services | Oak Brook, IL | Aug 2015 - Feb 2016 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1986 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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