Rick Bower (CRD# 5315073) is an Investment Advisor Representative working at Principal Securities, Inc. in Muscatine, IA and has over 17 years of experience in the finance industry.
CRD# 734479
Cpr Investments Inc.
CRD# 2535486
Edward Jones
CRD# 4306798
Quad-cities Investment Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Principal Securities Inc. | Muscatine, IA | Mar 2016 - Current | 8 |
Retirement Resource Group | Muscatine, IA | Apr 2009 - Current | 15 |
Principal Life Insurance Company | Muscatine, IA | Jun 2008 - Current | 16 |
Princor Financial Services Corporation | Davenport, IA | Jun 2008 - Mar 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2007 |
S65 | NASAA Investment Advisors Law Examination | May 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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