Robert Falk (CRD# 1663468) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Newburgh, NY and has over 7 years of experience in the finance industry.
CRD# 7025158
Oppenheimer & Company Inc.
CRD# 5727035
J.p. Morgan Securities LLC
CRD# 6053461
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Td Bank N.a. | Newburgh, NY | Sep 2023 - Current | < 1 |
Td Private Client Wealth LLC | Newburgh, NY | Sep 2023 - Current | < 1 |
Lpl Financial LLC | Newburgh, NY | May 2022 - Sep 2023 | 1 |
Cuna Mutual Group | Waverly, IA | Nov 2019 - May 2022 | 2 |
Cuna Brokerage Services, Inc. | Waverly, IA | Nov 2019 - May 2022 | 2 |
Unemployed | Cortlandt Manor, NY | Jun 2019 - Oct 2019 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains, NY | Dec 2016 - May 2019 | 2 |
Bank Of America, N.a | White Plains, NY | Dec 2016 - May 2019 | 2 |
Unemployed | Cortlandt Manor, NY | May 2016 - Dec 2016 | < 1 |
Aerotek Inc. | Charlotte, NC | Apr 2014 - Apr 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2017 |
- NJ
- NY
- PA
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Total Assets Under Management12,265MILLIONS
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Total Number of Accounts16,422ACCOUNTS
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Average Account Value$746,855
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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