Kristen Cockroft (CRD# 5478393) is an Investment Advisor Representative working at Sageview Advisory Group, LLC in Pike Road, AL and has over 15 years of experience in the finance industry.
CRD# 2625151
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6136995
Edward Jones
CRD# 1844516
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sageview Advisory Group, LLC | Newport Beach, CA | Feb 2024 - Current | < 1 |
| Unemployed | Pike Road, AL | Oct 2023 - Jan 2024 | < 1 |
| Gwfs Equities, Inc. | Hartford, CT | Apr 2022 - Sep 2023 | 1 |
| Prudential Investment Management Services, LLC | Ocean Springs, MS | Jan 2008 - Apr 2022 | 14 |
| Prudential Insurance Company Of America | Ocean Springs, MS | Apr 2007 - Apr 2022 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2008 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2024 |
- AL
-
Total Assets Under Management202,573MILLIONS
-
Total Number of Accounts34,543ACCOUNTS
-
Average Account Value$5,864,386
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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