Sara Smith (CRD# 5483056) is an Investment Advisor Representative working at Lpl Financial LLC in Pine City, MN and has over 16 years of experience in the finance industry.
CRD# 4493074
Efs Advisors
CRD# 4289347
Efs Advisors
CRD# 5268349
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Pine City, MN | Nov 2017 - Current | 6 |
Frandsen Bank & Trust(formerly:first National Bank Of Pine City) | Pine City, MN | Jun 2002 - Current | 22 |
Investment Centers Of America | Pine City, MN | Jan 2008 - Nov 2017 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2008 |
S65 | NASAA Investment Advisors Law Examination | Mar 2014 |
- MN
- TX
- WI
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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