Patrick Dailey (CRD# 2475693) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Rancho Santa Margarita, CA and has over 29 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Pk's Quotes | Rancho Santa Margarita, CA | Oct 2022 - Current | 1 |
Transamerica Financial Advisors, Inc. | Rancho Santa Margarita, CA | Sep 2019 - Current | 4 |
World Financial Group, Inc. | Rancho Santa Margarita, CA | Aug 2019 - Current | 4 |
Chelsea Financial Services | Staten Island, NY | Jan 2019 - Aug 2019 | < 1 |
Claraphi Advisory Network | Laguna Hills, CA | Oct 2017 - May 2019 | 1 |
Chelsea Financial Services | Staten Island, NY | Nov 2017 - Aug 2018 | < 1 |
Unemployed | Rancho Santa Margarita, CA | Jul 2017 - Oct 2017 | < 1 |
Acorns Securities | Irvine, CA | Mar 2015 - Aug 2017 | 2 |
Unemployed | Rancho Santa Margarita, CA | Dec 2014 - Mar 2015 | < 1 |
Northwestern Mutual | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
Matthew J Plocher | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
Northwestern Mutual Investment Services, LLC | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
S63 | Uniform Securities State Law Examination | Jun 1994 |
- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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