Catherine Calandra (CRD# 5973725) is an Investment Advisor Representative working at Morgan Stanley in Ridgefield, CT and has over 12 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Stanley Private Bank, N.a | New York, NY | May 2023 - Current | 1 |
Morgan Stanley Smith Barney LLC | Ridgefield, CT | Apr 2023 - Current | 1 |
Jpmorgan Securities, LLC | Rye, NY | Aug 2016 - Apr 2023 | 6 |
Hsbc Bank Usa, N.a. | Stamford, CT | Feb 2015 - Aug 2016 | 1 |
Hsbc Securities (usa) Inc. | Stamford, CT | Feb 2015 - Aug 2016 | 1 |
Morgan Stanley Private Bank, N.a. | New York, NY | Jan 2015 - Feb 2015 | < 1 |
Morgan Stanley Smith Barney LLC | Stamford, CT | Aug 2011 - Feb 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- NY
- TX
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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