Roger Merrill (CRD# 803094) is an Investment Advisor Representative working at Commonwealth Financial Network in Roosevelt, UT and has over 40 years of experience in the finance industry.
CRD# 6920349
Transamerica Financial Advisors, Inc.
CRD# 4239701
State Farm Investment Management Corp.
CRD# 1033148
Trek Financial
Company Name | Location | Dates | Years |
---|---|---|---|
Commonwealth Financial Network | Waltham, MA | Sep 2019 - Current | 5 |
Merrill Financial Associates | Provo, UT | Oct 2007 - Current | 16 |
Commonwealth Financial Network | Waltham, MA | Oct 2007 - Sep 2019 | 11 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1984 |
S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- UT
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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