Timothy O'brien (CRD# 2085483) is an Investment Advisor Representative working at Wells Fargo Advisors in Rosemary Beach, FL and has over 33 years of experience in the finance industry.
CRD# 6378144
Edward Jones
CRD# 6670715
Lpl Financial LLC
CRD# 2682409
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Wells Fargo Advisors Financial Network, LLC | Rosemary Beach, FL | Nov 2022 - Current | 1 |
Wells Fargo Clearing Services, LLC | Red Bank, NJ | Nov 2016 - Nov 2022 | 6 |
Wells Fargo Advisors, LLC | Red Bank, NJ | Mar 2015 - Nov 2016 | 1 |
Ubs Financial Services Inc. | Manasquan, NJ | Nov 2008 - Mar 2015 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 1990 |
S65 | NASAA Investment Advisors Law Examination | Apr 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for businesses (other than small businesses) or institutional clients
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