Craig Dock (CRD# 5053583) is an Investment Advisor Representative working at Vermillion Wealth Management Inc. in Rosemount, MN and has over 18 years of experience in the finance industry. Craig Dock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Vermillion Wealth Management, Inc. | Rosemount, MN | Aug 2019 - Current | 4 |
Securities America, Inc. | Rosemount, MN | Sep 2017 - Sep 2021 | 4 |
Cetera Investment Services LLC | St.cloud, MN | Dec 2016 - Sep 2017 | < 1 |
Vermillion State Bank | Rosemount, MN | Nov 2016 - Aug 2017 | < 1 |
Cetera Investment Advisors | Inver Grove Heights, MN | Nov 2016 - Dec 2016 | < 1 |
Unemployed | Minneapolis, MN | May 2016 - Nov 2016 | < 1 |
Scottrade, Inc. | San Diego, CA | Oct 2006 - May 2016 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2005 |
- MN
-
Total Assets Under Management308MILLIONS
-
Total Number of Accounts1,267ACCOUNTS
-
Average Account Value$243,024
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, FL, MN, WI
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