Elizabeth Arndt (CRD# 1416799) is an Investment Advisor Representative working at Equitable Advisors, LLC in Scottsdale, AZ and has over 35 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Equitable Advisors, LLC | New York, NY | May 2020 - Current | 4 |
Equitable Advisors, LLC | New York, NY | Apr 2020 - Current | 4 |
Axa Advisors, LLC | New York, NY | May 2020 - Jun 2020 | < 1 |
Axa Equitable | Scottsdale, AZ | Apr 2020 - Jun 2020 | < 1 |
Sagepoint Financial, Inc. | Phoenix, AZ | Dec 2016 - Apr 2020 | 3 |
Arque Capital | Scottsdale, AZ | Jun 2015 - Dec 2016 | 1 |
Scottsdale Capital Advisors | Scottsdale, AZ | Aug 2011 - Jun 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 1988 |
S65 | NASAA Investment Advisors Law Examination | Jun 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management29,776MILLIONS
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Total Number of Accounts79,686ACCOUNTS
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Average Account Value$373,668
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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