Robin Caldwell (CRD# 4655464) is an Investment Advisor Representative working at Navy Federal Investment Services, LLC in South Mills, NC and has over 17 years of experience in the finance industry.
CRD# 4288825
Lpl Financial LLC
CRD# 4325853
Securities America Advisors, Inc.
CRD# 1854737
Independent Advisor Alliance, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Navy Federal Investment Services, LLC | South Mills, NC | Jan 2021 - Current | 3 |
Navy Federal Financial Group, LLC | Vienna, VA | Sep 2007 - Current | 16 |
Navy Federal Brokerage Services, LLC | Chesapeake, VA | Jan 2017 - Jan 2021 | 4 |
Navy Federal Brokerage Services, LLC | Chesapeake, VA | Dec 2000 - Jan 2021 | 20 |
Navy Federal Asset Management, LLC | Vienna, VA | Sep 2007 - Jan 2017 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2006 |
- NC
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Total Assets Under Management1,473MILLIONS
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Total Number of Accounts6,072ACCOUNTS
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Average Account Value$242,558
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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