Douglas Steiner (CRD# 4288529) is an Investment Advisor Representative working at Lpl Financial LLC in Three Lakes, WI and has over 23 years of experience in the finance industry.
CRD# 2272376
Commonwealth Financial Network
CRD# 1886416
Heck Capital Advisors, LLC
CRD# 2486406
Heck Capital Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial, LLC | Eagle River, WI | Mar 2021 - Current | 3 |
Bmo Bank Na | Eagle River, WI | Jul 2011 - Current | 12 |
M&i Brokerage Services | Eagle River, WI | Sep 2000 - Current | 23 |
M & I Insurance Services | Milwaukee, WI | Sep 2000 - Current | 23 |
M & I Trust | Milwaukee, WI | Sep 2000 - Current | 23 |
M&i Bank Of Eagle River | Eagle River, WI | Dec 1994 - Current | 29 |
Bmo Harris Financial Advisors, Inc. | Woodruff, WI | Aug 2012 - Mar 2021 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2000 |
S65 | NASAA Investment Advisors Law Examination | Nov 2005 |
- WI
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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