Joseph Braut (CRD# 2595709) is an Investment Advisor Representative working at Prudential Financial Planning Services in Warrington, PA and has over 27 years of experience in the finance industry. Joseph Braut has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Pruco Securities, LLC | Chalfont, PA | Aug 2021 - Current | 2 |
Prudential Insurance Company Of America | Chalfont, PA | Aug 2021 - Current | 2 |
Citizens Securities, Inc. | Philadelphia, PA | Aug 2018 - Aug 2021 | 3 |
Bank Of America, N.a. | Horsham, PA | Aug 2017 - Aug 2018 | 1 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Horsham, PA | Aug 2017 - Aug 2018 | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington, NJ | Oct 2010 - Aug 2017 | 6 |
Bank Of America, N.a. | Pennington`, NJ | Oct 2010 - Aug 2017 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 1996 |
S66 | NASAA Uniform Combined State Law Examination | Dec 2010 |
- PA
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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