Ruth Johnson, financial advisor Glenmont NY

Ruth Johnson

CRD Number: 4585822
Current Firm: Godfrey Financial Associates, Inc.

Ruth Johnson (CRD# 4585822) is an Investment Advisor Representative working at Godfrey Financial Associates, Inc. in Glenmont, NY and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Godfrey Financial Associates, Inc. Glemont, NY Aug 2023 - Current < 1
Lpl Financial Fort Mills, SC May 2022 - Jul 2023 1
Cuna Brokerage Services, Inc. Waverly, WI Jul 2019 - May 2022 2
Key Investment Services LLC Brooklyn, OH Sep 2016 - Jun 2019 2
Lpl Financial LLC Rotterdam, NY May 2013 - Sep 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S65 NASAA Investment Advisors Law Examination Nov 2013
S66 NASAA Uniform Combined State Law Examination Jul 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ruth A. Johnson
Phone Number: 518-767-2574
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    137
    MILLIONS
  • Total Number of Accounts
    579
    ACCOUNTS
  • Average Account Value
    $237,410
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, LA, MA, NJ, NY

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