North Capital
North Capital (CRD# 148802) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $260,946,342 in 529 accounts and serve the financial needs of clients across 5 states (or territories).
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Total Assets Under Management261MILLION
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Total Number of Accounts529ACCOUNTS
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Average Account Value$493,282
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CA, GA, NY, TX, UT
Joseph Anderson (CRD# 4644204) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 21 years of experience in the finance industry.
Paul Bowers (CRD# 1799341) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 14 years of experience in the finance industry.
James Dowd (CRD# 2109413) is an Investment Advisor Representative working at North Capital in San Francisco, CA and has over 30 years of experience in the finance industry.
Prior to forming North Capital, Mr. Dowd, who has 30 years of experience in the global financial markets, was a Senior Managing Director and Head of the Hedge Fund Advisory and Fund of Funds Team at Bear Stearns Asset Management. At Bear, he led the portfolio management team in advising clients and allocating capital to non-affiliate hedge funds. Before Bear, Mr. Dowd was Founder and Managing Partner at North Capital, LLC, a Registered Investment Advisor, Commodities Trading Advisor and Commodities Pool Operator. Mr. Dowd launched North Capital, LLC following three years with Tokai Asia Limited (Hong Kong), a proprietary trading subsidiary of Tokai Bank Group, where he was responsible for arbitrage strategies, focusing on convertible bond and options arbitrage. He also spent nine years with Bankers Trust in New York, London and Tokyo where he was promoted to Managing Director and Head of Derivatives Trading for Asia, Branch Manager of BT Asia Securities Ltd. Tokyo, and a Partner of Bankers Trust. Mr. Dowd began his career with Samuel Montagu Capital Markets Inc., a boutique investment bank.
Mr. Dowd is a graduate of Georgetown University, where he earned a Bachelor’s of Science in Foreign Service (BSFS), majoring in international economics, finance and commerce. He holds the Chartered Financial Analyst designation and is a Certified Public Accountant. He serves on the boards of directors of several privately held companies and is a founding trustee of the Young Women’s Choral Projects of San Francisco.
Nicholas Stecklein (CRD# 6827498) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 5 years of experience in the finance industry.
Michael Weaver (CRD# 4839552) is an Investment Advisor Representative working at North Capital in West Orange, NJ and has over 9 years of experience in the finance industry.
John Figge (CRD# 7617502) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has 1 year of experience in the finance industry.
Richard Nelson (CRD# 6510728) is an Investment Advisor Representative working at North Capital in Prattville, AL and has over 8 years of experience in the finance industry.
Bailee Tate (CRD# 7564980) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has 1 year of experience in the finance industry.