James WestCRD Number: 5997179
Current Firm: Raymond James Financial Services Advisors, Inc.
James West (CRD# 5997179) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Abilene, TX and has over 6 years of experience in the finance industry.
Fsc Securities Corporation
Compass Financial Strategies, Inc.
Wells Fargo Clearing Services, LLC
|First Financial Bank, Na||Abilene, TX||Aug 2016 - Current||1|
|First Financial Insurance Agency, Inc.||Abilene, TX||Aug 2016 - Current||1|
|Raymond James Financial Services, Inc.||Abilene, TX||Aug 2016 - Current||1|
|Raymond James Financial Services Advisors Inc.||Abilene, TX||Aug 2016 - Current||1|
|Cetera Investment Advisers LLC||Abilene, TX||Jan 2014 - Aug 2016||2|
|Cetera Investment Services LLC||St. Cloud, MN||Jan 2012 - Aug 2016||4|
|First Financial||Abilene, TX||Jan 2010 - Aug 2016||6|
|First Financial||Abilene, TX||Mar 2009 - Jan 2010||< 1|
|Amarillo National||Amarillo, TX||Sep 2008 - Mar 2009||< 1|
|Amarillo National||Amarillo, TX||Jul 2008 - Sep 2008||< 1|
|Amarillo National||Amarillo, TX||Jan 2007 - Jul 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2012|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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