Emily Lee (CRD# 5876856) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Bristol, TN and has over 9 years of experience in the finance industry. Emily Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2842154
On Investment Management Co
CRD# 1428498
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4342165
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2024 - Current | < 1 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jan 2024 - Current | < 1 |
| William King Museum Of Art | Abingdon, VA | Mar 2023 - Current | 1 |
| Boys & Girls Club Of Mountain Empire | Bristol, VA | Sep 2022 - Current | 1 |
| Highlands Community Services | Abingdon, VA | Jun 2015 - Current | 8 |
| Concord Wealth Partners | Abingdon, TN | Dec 2021 - Dec 2023 | 2 |
| Emory & Henry Alumni Board | Emory, VA | Jun 2017 - Dec 2022 | 5 |
| Cetera Advisor Etworks | El Segundo, CA | Jun 2019 - Dec 2021 | 2 |
| Carson Wealth | Johnson City, TN | Apr 2019 - Dec 2021 | 2 |
| Birthplace Of Country Music Inc. | Bristol, TN | Jun 2014 - May 2020 | 5 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bristol, TN | Dec 2015 - Apr 2019 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bristol, TN | Dec 2010 - Dec 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2014 |
| S63 | Uniform Securities State Law Examination | Apr 2024 |
- TN
- VA
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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