Brian Helm (CRD# 5072531) is an Investment Advisor Representative working at Principal Securities, Inc. in Highland Vlg, TX and has over 18 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Helm Financial Group | Highland Village, TX | May 2019 - Current | 4 |
| Principal Securities Inc. | Highland Village, TX | Mar 2016 - Current | 8 |
| Principal Life Insurance Company | Highland Village, TX | Dec 2005 - Current | 18 |
| Princor Financial Services Corp | Highland Village, TX | Dec 2005 - Mar 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2006 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
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- Educational seminars/workshops
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