David Sims (CRD# 5572258) is an Investment Advisor Representative working at Principal Securities, Inc. in Addison, TX and has over 15 years of experience in the finance industry. David Sims has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | Addison, TX | Apr 2019 - Current | 5 |
| Principal Securities Incorporated | Addison, TX | Apr 2019 - Current | 5 |
| Ten Talents Wealth Management | Addison, TX | Apr 2019 - Current | 5 |
| Lpl Financial LLC | Hurst, TX | Jan 2019 - Apr 2019 | < 1 |
| Householder Group Estate & Retirement Specialists | Hurst, TX | Jan 2019 - Apr 2019 | < 1 |
| Ten Talents Wealth Management | Addison, TX | Oct 2017 - Apr 2019 | 1 |
| Principal Life Ins Co | Dallas, TX | Sep 2013 - Jan 2019 | 5 |
| Princor Financial Services Corp | Dallas, TX | Sep 2013 - Jan 2019 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2008 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
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