Sean Riley (CRD# 5920820) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 12 years of experience in the finance industry. Sean Riley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Midlothian, TX | May 2020 - Current | 3 |
| Charles Schwab Bank, Ssb | Midlothian, TX | May 2020 - Current | 3 |
| Usaa Investment Management Company | Addison, TX | Jan 2018 - May 2020 | 2 |
| Usaa Financial Advisors, Inc. | Addison, TX | Oct 2013 - May 2020 | 6 |
| Usaa Financial Planning Services | Addison, TX | Oct 2013 - May 2020 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2012 |
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
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