Kimberley Neff (CRD# 2972641) is an Investment Advisor Representative working at Clg LLC in Agora Hills, CA and has over 26 years of experience in the finance industry.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 6491551
Quantum Financial Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Jan 2024 - Current | < 1 |
| Clg Llc Dba Wealth Management | Long Beach, CA | Oct 2017 - Current | 6 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Dec 2023 | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2013 - Dec 2023 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2008 |
- CA
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Total Assets Under Management801MILLIONS
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Total Number of Accounts2,282ACCOUNTS
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Average Account Value$350,836
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, ID, IL, LA, NC, NE, NM, NV, NY, OK, OR, SC, TN, TX, UT, VA, WA
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