Austin Fox, financial advisor Aiken SC
83 score

Austin Fox

CRD Number: 3053879
Current Firm: Cetera Investment Advisers LLC

Austin Fox (CRD# 3053879) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Aiken, SC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St.cloud, MN Mar 2016 - Current < 1
Cetera Investment Advisers LLC Aiken, SC Mar 2016 - Current < 1
Regions Bank Aiken, SC Feb 2016 - Current < 1
Core Cap Columbia, SC Mar 2015 - Feb 2016 < 1
Axa Advisors, LLC New York, NY Jun 2008 - Feb 2015 6
1st Global Advisors, Inc. Columbia, SC Aug 2006 - Jun 2008 1
1st Global Insurance Services, Inc. Columbia, SC Dec 2004 - Jun 2008 3
1st Global Capital Corp. Columbia, SC Jul 2004 - Jun 2008 3
Rogers & Laban Columbia, SC Jun 2004 - Jun 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S66 NASAA Uniform Combined State Law Examination Aug 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Austin H. Fox
Phone Number: 888-528-2987
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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