Diane Spencer (CRD# 814429) is an Investment Advisor Representative working at Egi Financial, Inc. in Akron, OH and has over 36 years of experience in the finance industry.
CRD# 5523862
Whitaker-myers Wealth Managers, Ltd.
CRD# 1065232
Independence Capital Company, Inc.
CRD# 5069849
Strategic Wealth Partners, Ltd.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| American Heritage Securities Inc. | Akron, OH | Jan 2018 - Current | 6 |
| Stifel, Nicolaus & Company, Incorporated | Fairlawn, OH | Mar 2009 - Jan 2018 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1988 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management288MILLIONS
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Total Number of Accounts429ACCOUNTS
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Average Account Value$672,401
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA, OH
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