Richard Del Monte, financial advisor Alamo CA
86 score

Richard Del Monte

CRD Number: 1334837
Current Firm: Del Monte Group, LLC

Richard Del Monte (CRD# 1334837) is an Investment Advisor Representative working at Del Monte Group, LLC in Alamo, CA and has over 26 years of experience in the finance industry. Richard Del Monte has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Heritage Apartments Provo, UT May 2003 - Current 13
Wymac Capital Inc. Walnut Creek, CA Dec 2000 - Current 16
Del Monte Group Alamo, CA Sep 1992 - Current 24
Securities America, Inc. Alamo, CA Jun 1995 - Jan 2008 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard M. Del Monte
Phone Number: 925-736-6410
Registered State(s):
  • CA
  • WA
  • TX
By the Numbers
  • Total Assets Under Management
    100
    MILLIONS
  • Total Number of Accounts
    479
    ACCOUNTS
  • Average Account Value
    $209,523
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, TX, WA

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BADGES
86

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