Victor Sullivan, financial advisor Albany GA
83 score

Victor Sullivan

CRD Number: 1005328
Current Firm: Wells Fargo Advisors, LLC

Victor Sullivan (CRD# 1005328) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Albany, GA and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Albany, GA May 2009 - Current 7
Wachovia Securities, LLC Albany, GA Jan 2008 - May 2009 1
A.g. Edwards Albany, GA Jun 1981 - Jan 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1981
S66 NASAA Uniform Combined State Law Examination Dec 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Victor C. Sullivan
Phone Number: 314-875-3000
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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