David Ross, financial advisor Southington CT

David Ross

CRD Number: 5314482
Current Firm: Lpl Financial LLC

David Ross (CRD# 5314482) is an Investment Advisor Representative working at Lpl Financial LLC in Southington, CT and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Wallingford, CT May 2021 - Current 2
Capital Financial Planning Wallingford, CT Mar 2011 - Current 13
Cfp Associates Wallingford, CT Dec 2010 - Current 13
Voya Financial Advisors Wallingford, CT Sep 2014 - May 2021 6
Ing Financial Partners, Inc. Wallingford, CT Aug 2009 - Sep 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Oct 2009
Contact Info for David J. Ross
Phone Number: 704-733-3300
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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