Fred Gallo, financial advisor Albany NY

Fred Gallo

CRD Number: 3031325
Current Firm: Charles Schwab & Company, Inc.

Fred Gallo (CRD# 3031325) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Albany, NY and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Albany, NY Jun 2012 - Current 11
Charles Schwab Bank, Ssb Albany, NY Jun 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Nov 2007
S66 NASAA Uniform Combined State Law Examination Jul 2004
Contact Info for Fred Gallo
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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