Gerald Schwartz (CRD# 848425) is an Investment Advisor Representative working at Arista Advisory Group, LLC in Honolulu, HI and has over 35 years of experience in the finance industry. Gerald Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4818301
Mission Financial Group, LLC
CRD# 3199222
Ameriprise Financial Services, LLC
CRD# 1916417
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Arista Advisory Group, LLC | Honolulu, HI | Oct 2016 - Current | 7 |
| Walnut Street Securities, Inc. | St. Louis, MO | Aug 2003 - Current | 20 |
| Nathan & Lewis Securities, Inc. | Albany, NY | Mar 1989 - Current | 35 |
| Group Nine Financial Services | Palenville, NY | Feb 1984 - Current | 40 |
| Mountain Laurel Associates | Palenville, NY | Nov 1972 - Current | 51 |
| Arista Investment Advisors, Ltd. | Albany, NY | Aug 1996 - Dec 2016 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1989 |
- HI
- NY
- TX
-
Total Assets Under Management175MILLIONS
-
Total Number of Accounts575ACCOUNTS
-
Average Account Value$303,685
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CT, FL, HI, LA, MA, NJ, NY, PA, TX, WA
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