Keith Flood, financial advisor Albany NY

Keith Flood

CRD Number: 2001256
Current Firm: Pks Advisory Services, LLC

Keith Flood (CRD# 2001256) is an Investment Advisor Representative working at Pks Advisory Services, LLC in Albany, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Pks Advisory Services, LLC Albany, NY Apr 2007 - Current 16
Purshe Kaplan Sterling Investments Albany, NY Mar 1997 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S65 NASAA Investment Advisors Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Keith O. Flood
Phone Number: (518) 426-5791
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    725
    MILLIONS
  • Total Number of Accounts
    4,410
    ACCOUNTS
  • Average Account Value
    $164,455
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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