Maurice TessierCRD Number: 2990779
Current Firm: Ubs Financial Services Inc.
Maurice Tessier (CRD# 2990779) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Albany, NY and has over 24 years of experience in the finance industry.
Goldman Sachs Ayco Personal Financial Management
Cetera Investment Advisers LLC
Pks Advisory Services, LLC
|Ubs Financial Services Inc.||Albany, NY||Jul 2015 - Current||6|
|Bank Of America, N.a.||Kingston, NY||Aug 2011 - Jul 2015||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Kingston, NY||Aug 2008 - Jul 2015||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Nov 2021|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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