Maurice TessierCRD Number: 2990779
Current Firm: Ubs Financial Services Inc.
Maurice Tessier (CRD# 2990779) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Albany, NY and has over 19 years of experience in the finance industry.
Dutch Asset Corporation
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
|Ubs Financial Services Inc.||Albany, NY||Jul 2015 - Current||2|
|Bank Of America, N.a.||Kingston, NY||Aug 2011 - Jul 2015||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Kingston, NY||Aug 2008 - Jul 2015||6|
|Citigroup Global Markets Inc.||Kingston, NY||May 2002 - Aug 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 1998|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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