Richard Decker, financial advisor Albany NY
83 score

Richard Decker

CRD Number: 3140142
Current Firm: Citizens Securities, Inc.

Richard Decker (CRD# 3140142) is an Investment Advisor Representative working at Citizens Securities, Inc. in Albany, NY and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Cco Investment Services Corp East Greenbush, NY Mar 2009 - Current 7
Banc Of America Investment Services Latham, NY Nov 2007 - Mar 2009 1
Axa Advisors Clifton Park, NY Nov 2002 - Nov 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Jan 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard F. Decker
Phone Number: 1-800-942-8300
Registered State(s):
  • FL
  • NJ
  • PA
  • SC
  • TX
  • VT
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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