Robert Gates (CRD# 6600741) is an Investment Advisor Representative working at Gates Wealth Group in Green Island, NY and has over 5 years of experience in the finance industry. Robert Gates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gates Wealth Group, LLC | Green Island, NY | May 2022 - Current | 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Feb 2019 - Current | 5 |
| Northwestern Mutual Investment Services LLC | Latham, NY | Jul 2018 - Current | 5 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2016 - Current | 8 |
| Glover Insurance Agency | Gloversville, NY | Nov 2014 - Jan 2016 | 1 |
| Student | Mayfield, NY | Jan 2006 - Nov 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- NY
- TX
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Total Assets Under Management1MILLIONS
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Total Number of Accounts14ACCOUNTS
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Average Account Value$53,571
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
NY, TX
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