Sonya GriffinCRD Number: 5825545
Current Firm: Pks Advisory Services, LLC
Sonya Griffin (CRD# 5825545) is an Investment Advisor Representative working at Pks Advisory Services, LLC in Albany, NY and has over 5 years of experience in the finance industry.
Goldman Sachs Ayco Personal Financial Management
Cetera Investment Advisers LLC
Pks Advisory Services, LLC
|Purshe Kaplan Sterling Investments||Albany, NY||Nov 2006 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2017|
|S66||NASAA Uniform Combined State Law Examination||Jul 2019|
Total Assets Under Management977MILLIONS
Total Number of Accounts4,541ACCOUNTS
Average Account Value$215,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV
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