Brian Broaddus (CRD# 5296238) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Albuquerque, NM and has over 16 years of experience in the finance industry.
CRD# 4939910
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2376474
Cuso Financial Services
CRD# 4186264
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Dec 2014 - Current | 9 |
| Bradley Justice | Albuquerque, NM | Nov 2014 - Current | 9 |
| David Bernard | Albuquerque, NM | Nov 2014 - Current | 9 |
| Northwestern Mutual Investment Services, LLC | Albuquerque, NM | May 2007 - Current | 16 |
| Ben Miller | Albuquerque, NM | Feb 2007 - Current | 17 |
| Northwestern Mutual Investment Services, LLC | Albuquerque, NM | Jan 2009 - Mar 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2007 |
- NM
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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