Brian Broaddus, financial advisor Albuquerque NM
93 score

Brian Broaddus

CRD Number: 5296238
Current Firm: Northwestern Mutual Investment Services,llc

Brian Broaddus (CRD# 5296238) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Albuquerque, NM and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Dec 2014 - Current 2
Bradley Justice Albuquerque, NM Nov 2014 - Current 2
David Bernard Albuquerque, NM Nov 2014 - Current 2
Northwestern Mutual Investment Services, LLC Albuquerque, NM May 2007 - Current 9
Ben Miller Albuquerque, NM Feb 2007 - Current 9
Northwestern Mutual Investment Services, LLC Albuquerque, NM Jan 2009 - Mar 2016 7
Safeco Insurance Co Spokane, WA Jan 2003 - Nov 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Contact Info for Brian A. Broaddus
Phone Number: 866-664-7737
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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