Cris Giron, financial advisor Albuquerque NM
83 score

Cris Giron

CRD Number: 3089731
Current Firm: Voya Financial Advisors, Inc.

Cris Giron (CRD# 3089731) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Albuquerque, NM and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Albuquerque, NM Sep 2014 - Current 2
Dba Legacy Financial Group Albuquerque, NM Nov 2002 - Current 14
Insight Financial Services, Inc. Albuquerque, NM Aug 2002 - Current 14
Ing Financial Partners, Inc. Albuquerque, NM Jan 2011 - Sep 2014 3
Ing Financial Advisers, LLC Hartford, CT Dec 2010 - Jan 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Cris S. Giron
Phone Number: 1-800-356-2906
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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