George Douglas, financial advisor Albuquerque NM

George Douglas

CRD Number: 6792977
Current Firm: Mml Investors Services, LLC

George Douglas (CRD# 6792977) is an Investment Advisor Representative working at Mml Investors Services, LLC in Albuquerque, NM and has over 3 years of experience in the finance industry. George Douglas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mass Mutual Life Insurance Company Albuquerque, NM Mar 2020 - Current < 1
Mml Investors Services Albuquerque, NM Mar 2020 - Current < 1
Unemployment Albuqueruqe, NM Aug 2019 - Jan 2020 < 1
Fidelity Brokerage Services LLC Albuqueruqe, NM May 2017 - Jul 2019 2
Fidelity Investments Institutional Cperations Company Inc. Albuqueruqe, NM Nov 2015 - May 2017 1
Albuqueruqe Economic Development Albuquerque, NM Jul 2015 - Oct 2015 < 1
Trinity University San Antonio, TX Aug 2011 - May 2015 3
Wesst Enterprise Center Albuquerque, NM May 2014 - Jul 2014 < 1
Tiaa Cref Lewisville, TX May 2013 - Jul 2013 < 1
Plano West Senior High School Plano, TX Aug 2008 - May 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2017
Contact Info for George B. Douglas
Phone Number: (413)737-8400
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    39,563
    MILLIONS
  • Total Number of Accounts
    206,878
    ACCOUNTS
  • Average Account Value
    $191,239
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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