James Brown (CRD# 1891178) is an Investment Advisor Representative working at The Wealth Consulting Group in Albuquerque, NM and has over 35 years of experience in the finance industry.
CRD# 4939910
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6343481
The H Group, Inc.
CRD# 2376474
Cuso Financial Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial | Albuquerque, NM | Nov 2014 - Current | 9 |
| Wcg Wealth Advisors, LLC | Albuquerque, NM | Nov 2014 - Current | 9 |
| New England Securities | Albuquerque, NM | Oct 1988 - Nov 2014 | 26 |
| The New England | Albuquerque, NM | May 1988 - Nov 2014 | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1989 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NM
- TX
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Total Assets Under Management5,194MILLIONS
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Total Number of Accounts21,408ACCOUNTS
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Average Account Value$242,628
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